-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S6H/uAFt02gXFj5oTtJusJgc68wU7JcO0yiTUqSER6gO0WK7DS1J7TadbHvpcYIK aHjIOPt2gXeEAXn5ien7sg== 0000902561-98-000067.txt : 19980226 0000902561-98-000067.hdr.sgml : 19980226 ACCESSION NUMBER: 0000902561-98-000067 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980225 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRIENDLY ICE CREAM CORP CENTRAL INDEX KEY: 0000039135 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042053130 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52679 FILM NUMBER: 98549260 BUSINESS ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 BUSINESS PHONE: 4135432400 MAIL ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH DONALD N CENTRAL INDEX KEY: 0001056666 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 PIERCE PLACE STREET 2: SUITE 100 EAST CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 6302500471 MAIL ADDRESS: STREET 1: 1 PIERCE PLACE STREET 2: SUITE 100 EAST CITY: ITASCA STATE: IL ZIP: 60143 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _____)* Friendly Ice Cream Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 358497 10 5 (CUSIP Number) Check the following box if a fee is being paid with this statement [ X ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 358497 10 5 1. NAME OF REPORTING PERSON: Donald N. Smith S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] Not Applicable 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER: 705,807 6. SHARED VOTING POWER: 0 7. SOLE DISPOSITIVE POWER: 705,807 8. SHARED DISPOSITIVE POWER: 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 705,807 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] Not Applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 9.5% 12. TYPE OF REPORTING PERSON: IN Item 1(a) Name of Issuer Friendly Ice Cream Corporation ---------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices: 1855 Boston Road ---------------------------------------------------------------- Wilbraham, Massachusetts 01095 ---------------------------------------------------------------- ---------------------------------------------------------------- Item 2(a) Name of Person Filing: Donald N. Smith ---------------------------------------------------------------- ---------------------------------------------------------------- ---------------------------------------------------------------- (b) Address of Principal Business Office: 1 Pierce Place, Suite 100 East ---------------------------------------------------------------- Itasca, Illinois 60143 ---------------------------------------------------------------- (c) Citizenship: United States ---------------------------------------------------------------- ---------------------------------------------------------------- (d) Title of Class of Securities: Common Stock, $0.01 par value per share ---------------------------------------------------------------- (e) CUSIP Number: 358497 10 5 ---------------------------------------------------------------- Item 3 Person Filing: Not Applicable. This Schedule 13G is being filed pursuant to Rule 13d-1(c). (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act (e) ( ) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) ( ) Parent Holding Company, in accordance withss.240.13d-1 (b)(1) (ii)(G) (h) ( ) Group, in accordance withss.240.13d-1 (b)(1)(ii)(H) Item 4 Ownership: (at December 31, 1997) (a) Amount Beneficially Owned 705,807 ------- (b) Percent of Class 9.5% -------- (i) sole power to vote or to direct the vote 705,807 ---------- (ii) shared power to vote or to direct the vote 0 ---------- (iii) sole power to dispose or to direct the disposition of 705,807 ---------- (iv) shared power to dispose or to direct the disposition of 0 ---------- Item 5 Ownership of Five Percent or Less of a Class: Not Applicable If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ] . Item 6 Ownership of More than Five Percent on Behalf of Another Person Not Applicable ------------------------------------------------------------------- ------------------------------------------------------------------- Item 7 Identification and Classification of the Subsidiary Which Acquired the Security being reported on by the Parent Holding Company. Not Applicable ------------------------------------------------------------------- ------------------------------------------------------------------- Item 8 Identification and Classification of Members of the Group Not Applicable ------------------------------------------------------------------- Item 9 Notice of Dissolution of Group Not Applicable ------------------------------------------------------------------- Item 10 Certification Not Applicable ------------------------------------------------------------------- Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. * * * * * * * * * Dated:February 10 , 1998 /s/ Donald N. Smith --------------------------- Signature Donald N. Smith --------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----